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Case

Valuation of Illiquid Municipal Bonds

For an internal investigation, Cornerstone Research assessed bond holding valuations and calculated the impact on mutual fund shareholders.

Case

City of Pontiac Policemen’s and Firemen’s Retirement System et al. v. UBS AG et al.

The Second Circuit upheld the Southern District of New York’s decision on all counts in this UBS securities case, affirming the district court’s dismissal under Morrison v. National Australia Bank…

Case

Hedge Fund Contract Dispute

Counsel retained Professor Robert Whitelaw of New York University and Cornerstone Research to analyze hedge fund strategy.

Case

IBEW Local 90 Pension Fund et al. v. Deutsche Bank AG et al.

The judge in this multibillion dollar securities class action granted our client’s Daubert motion and denied the opposing side’s motion for class certification.

Case

Market Microstructure

Our work in this area has included numerous issues related to order handling, allegations of front running, rules involving price quoting, clearing and settlement, uncovered short sales, best execution, markups,…

Case

Janet Baker et al. v. Goldman, Sachs & Co. et al.

Counsel for Goldman Sachs retained Cornerstone Research and Professor Paul Gompers of the Harvard Business School to value Dragon Systems at the time it was acquired by Lernout & Hauspie.

Case

Collateralized Mortgage Obligations

Cornerstone Research was retained to investigate the valuation of a portfolio of collateralized mortgage obligations (CMOs) held by a failed hedge fund.

Case

Dr. Ben S. Branch v. Ernst & Young, U.S., et al.

The Bank of New England Corporation (BNEC) went into bankruptcy after its lead subsidiary bank, BNENA, was closed by regulators in January 1991.

Case

Mortgage-Backed Derivatives

In this mutual fund litigation, defense counsel for a fund’s auditor retained Cornerstone Research.

Case

Damages Resulting from Investments in CDOs

Cornerstone Research was retained by counsel representing a brokerage firm that was accused of selling risky, unsuitable collateralized debt obligations (CDOs) to an asset management firm that subsequently declared bankruptcy.

Case

SEC Proceeding Regarding Bond Fund Disclosures

The administrative law judge cited Cornerstone Research experts in her ruling related to issuer reporting and disclosure.

Case

Privatization of a Mexican Bank

Minority public shareholders of a Mexican bank sued a Canadian bank that bought them out at an allegedly low price.

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