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Case

Vesta Insurance Group, Inc., Securities Litigation

Shareholders sued the company and its auditors for securities fraud, claiming that the stock price was artificially inflated for the prior three years.

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Ann I. Taylor et al. v. KeyCorp et al.

Defense counsel retained Cornerstone Research to analyze the plaintiffs’ damages claims in this putative class action.

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Defendants’ Trading Behavior

Cornerstone Research is often retained to analyze defendants’ prior trading activity as compared with accused illegal insider trades.

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Department of Justice Litigation

Cornerstone Research worked with an executive compensation expert for the defendant in a matter brought by the DOJ against a company executive.

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Economic Benefit of the Trading Activity

In evaluating damages, the gains realized (or losses avoided) from the alleged trading activity are generally considered by the court.

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Information Materiality

Cornerstone Research has significant experience in conducting event study analyses for insider trading cases to evaluate the materiality of nonpublic information once it is disclosed.

Case

Insider Trading

Insider trading litigation remains a significant issue for public companies and their executives, board members, and other company insiders.

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Market Timing

Cornerstone Research has investigated issues relating to market timing of mutual funds and insurance products.

Case

Options Backdating

Cornerstone Research has been at the vanguard of this issue, assisting clients in responding to a number of SEC investigations and civil suits.

Case

Tax Implications of Alleged Options Backdating

Cornerstone Research analyzed corporate and individual tax treatments of employee stock options related to stock option backdating allegations.

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Tax-Advantaged Transactions

Cornerstone Research evaluated the fundamental requirements for tax-advantaged transactions (also known as tax shelters) to be sustained if challenged by the IRS, including whether transactions had a reasonable business purpose.

Case

United States of America v. David A. Stockman et al.

Counsel for the defense retained Cornerstone Research in the criminal action filed in the Southern District of New York, against David A. Stockman, former CEO of Collins & Aikman Corporation…

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