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Research

Exchange-Traded Funds

Structure, trading, and potential issues in litigation related to exchange-traded funds (ETFs).

Event

Innovation, Data and Tech in Financial Services: A Competition Perspective

This Cornerstone Research event in London featured a presentation by Sheldon Mills, director of competition and strategy at the Financial Conduct Authority.

Article

Select Competition Cases in the UK

The authors discuss a few of the most important recent competition cases in the UK in GCR’s Competition Economics Handbook.

Event

Washington DC Women’s Forum 2019: Creating a Culture of Courageous Conversations

Cornerstone Research hosted a networking event in Washington DC with Professor Michelle Buck of the Kellogg School of Management.

Case

Class Certification Defense for a Foreign Securities Issuer

Defense counsel retained Cornerstone Research to assess plaintiff’s expert’s market analysis in a U.S. securities litigation involving a major foreign auto manufacturer.

Case

Hospital Pricing Challenged in Class Action

A proposed class of uninsured patients claimed that a large hospital system had overcharged them for emergency room visits.

Case

Pro Bono: Brown et al. v. Madison County, Mississippi

The groundbreaking consent decree approved by the USDC for the Southern District of Mississippi mandates new policies to address racial profiling by the county’s Sheriff’s Department.

Article

Will PCAOB’s New Audit Rule Trigger Shareholder Litigation?

The authors provide an overview of critical audit matters (CAMs) and discuss if related litigation is on the horizon.

Event

San Francisco Bay Area Women’s Forum 2019: Creating a Culture of Courageous Conversations

Cornerstone Research hosted a networking event in San Francisco with Professor Michelle Buck of the Kellogg School of Management.

Case

Leveraged and Inverse ETFs

On behalf of a financial institution, Cornerstone Research examined investor trading activity in leveraged and inverse ETFs.

Case

Trading in ETF Basket Securities by an Authorized Participant

Counsel for an ETF sponsor retained Cornerstone Research to examine the potential manipulation of the NAV of certain fixed-income ETFs through trading in the market for the underlying bonds.

Case

Trading in ETF Shares by Affiliated Parties

Cornerstone Research assisted a financial institution with its internal investigation into trading in ETF shares by affiliated parties.

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