Filter by:

Reset Filter
  • Financial Institutions
Showing 49 - 60 of 141
Cross-Market Manipulation Under the Microscope
Article

Cross-Market Manipulation Under the Microscope

The authors discuss illustrative cross-market manipulation enforcement cases and their implications for market participants in the EU, UK and US.

Cornerstone Research Experts in Focus: Andrea Eisfeldt
Podcast/Video

Cornerstone Research Experts in Focus: Andrea Eisfeldt

Finance Professor Andrea Eisfeldt is interviewed by Nari Subramanian.

Collateralized Loan Obligations in the Age of COVID-19
Article

Collateralized Loan Obligations in the Age of COVID-19

The authors discuss the economics of collateralized loan obligations and the extent to which they may be vulnerable to the economic downturn caused by the COVID-19 pandemic.

Rainer Schwabe Honored with Best Paper Award
Press Release

Rainer Schwabe Honored with Best Paper Award

The Review of Industrial Organization has recognized Dr. Schwabe for his coauthored article on bank competition and financial inclusion.

Regulatory Investigation Pertaining to Losses Incurred by a Hedge Fund
Case

Regulatory Investigation Pertaining to Losses Incurred by a Hedge Fund

Cornerstone Research assisted with a regulatory investigation following the closure of a global macro hedge fund.

Expert Forum: Regulatory Actions Related to Market Abuse
Event

Expert Forum: Regulatory Actions Related to Market Abuse

At this Cornerstone Research conference in London, attorneys, regulators and economists discussed the UK’s current market abuse regulatory regime and the climate for follow-on litigation.

Jennifer Marietta-Westberg Joins ILE Board of Directors
Press Release

Jennifer Marietta-Westberg Joins ILE Board of Directors

Dr. Marietta-Westberg was invited to serve on the board of directors at the Institute for Law and Economics at the University of Pennsylvania.

Exchange-Traded Funds
Research

Exchange-Traded Funds

Structure, trading, and potential issues in litigation related to exchange-traded funds (ETFs).

Innovation, Data and Tech in Financial Services: A Competition Perspective
Event

Innovation, Data and Tech in Financial Services: A Competition Perspective

This Cornerstone Research event in London featured a presentation by Sheldon Mills, director of competition and strategy at the Financial Conduct Authority.

Leveraged and Inverse ETFs
Case

Leveraged and Inverse ETFs

On behalf of a financial institution, Cornerstone Research examined investor trading activity in leveraged and inverse ETFs.

Trading in ETF Basket Securities by an Authorized Participant
Case

Trading in ETF Basket Securities by an Authorized Participant

Counsel for an ETF sponsor retained Cornerstone Research to examine the potential manipulation of the NAV of certain fixed-income ETFs through trading in the market for the underlying bonds.

Trading in ETF Shares by Affiliated Parties
Case

Trading in ETF Shares by Affiliated Parties

Cornerstone Research assisted a financial institution with its internal investigation into trading in ETF shares by affiliated parties.

How can we help you?

If you are looking for a publication not on our website, contact us.