Valuation of Odd-Lot Holdings of Securities by ETFs
The SEC did not pursue its investigation into the ETFs’ valuation of certain odd-lot holdings.
Regulatory Matter Involving Alleged Failure of an Auditor to Detect Fraud
The regulator ended its investigation without filing charges in an investigation involving a foreign affiliate of a large audit firm.
Forbes Magazine Names Cornerstone Research to 2019 List of America’s Best Management Consulting Firms
Firm receives high marks across multiple areas of expertise.
Cornerstone Research Promotes Yesim C. Richardson and Andrew D. Richmond to Senior Vice President
Financial institutions practice leader and Chicago office head recognized for exceptional leadership.
SEC Proceeding Regarding Municipal Debt Offering
The SEC dropped their investigation into the defendants’ municipal debt offering.
Forbes Magazine Names Cornerstone Research to 2018 List of Best Management Consulting Firms
Firm receives high marks across numerous areas of expertise.
Securities and Exchange Commission v. BankAtlantic Bancorp Inc.
The jury found in favor of the defendants on all counts in this civil suit filed by the SEC.
Securities and Exchange Commission v. Ferrante
The defendant disgorged investment yields and paid a fine to resolve allegations in this case involving alleged EB-5 program fraud.
Newage Garden Grove LLC et al. v. SMA Portfolio Owner LLC et al.
Defense counsel retained Carlyn Irwin, a principal at Cornerstone Research, in this case that involved a suit for breach of contract.
Petro-Diamond Inc. v. Verdeo Inc. et al.
Counsel for Petro-Diamond retained Carlyn Irwin of Cornerstone Research in a case involving allegations of fraudulent transfer and alter ego.
SEC Allegations of Insider Trading
Defense counsel retained Professor Emeritus William Beaver of Stanford University and Cornerstone Research on behalf of a former CEO of a publicly traded water treatment company.
Construction Payment Dispute
The owner of a multi-billion dollar, mixed-use commercial project including hotels, residential high-rise buildings, retail space, and a casino faced lien litigation and large discrepancies between its own billing data…
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