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Accounting Class Action Filings and Settlements—2024 Review and Analysis
Report

Accounting Class Action Filings and Settlements—2024 Review and Analysis

The number of accounting-related securities class action filings and settlements remained steady in 2024, with the number of filings increasing slightly and for the third consecutive year.

Trends in CME Disciplinary Notices: 2018-2024
Report

Trends in CME Disciplinary Notices: 2018-2024

Disciplinary notices issued by the CME Group’s Market Regulation Enforcement team remained steady in 2024 after experiencing a significant increase in 2023.

Interactive: Securities Class Action Settlements—2024 Review and Analysis
Report

Interactive: Securities Class Action Settlements—2024 Review and Analysis

The number of securities class action settlements increased slightly in 2024 while the size of those settlements declined.

Securities Class Action Settlements—2024 Review and Analysis
Report

Securities Class Action Settlements—2024 Review and Analysis

The number of securities class action settlements increased slightly in 2024 while the size of those settlements declined.

SEC Accounting and Auditing Enforcement Activity—Year in Review: FY 2024
Report

SEC Accounting and Auditing Enforcement Activity—Year in Review: FY 2024

The SEC drastically reduced its accounting and auditing enforcement activity in FY 2024.

Public Company Accounting Oversight Board (PCAOB) Enforcement Activity—2024 Year in Review
Report

Public Company Accounting Oversight Board (PCAOB) Enforcement Activity—2024 Year in Review

PCAOB enforcement activity in 2024 reached highest level since 2017 as monetary penalties hit new record for the third consecutive year.

Securities Class Action Filings—2024 Year in Review
Report

Securities Class Action Filings—2024 Year in Review

Filings increased for the second consecutive year in 2024, as AI-related filings more than double and 1933 Act filings continue to decline.

SEC Cryptocurrency Enforcement
Report

SEC Cryptocurrency Enforcement

This report analyzes SEC enforcement actions since the agency brought its first cryptocurrency-related enforcement action in July 2013.

Characteristics of U.S. Natural Gas Transactions: Insights from FERC Form 552 Submissions as of July 17, 2024
Report

Characteristics of U.S. Natural Gas Transactions: Insights from FERC Form 552 Submissions as of July 17, 2024

Total trading volume increased for the ninth consecutive year, while the percentage of volume as a share of volume continued to decline.

SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2024 Update
Report

SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2024 Update

The SEC initiated 80 enforcement actions against public companies and subsidiaries in fiscal year 2024.

Interactive: SEC Enforcement Activity: Public Companies and Subsidiaries FY 2024
Report

Interactive: SEC Enforcement Activity: Public Companies and Subsidiaries FY 2024

This SEC initiated 80 enforcement actions against public companies and subsidiaries.

SEC Enforcement Activity
Report

SEC Enforcement Activity: Public Companies and Subsidiaries

Cornerstone Research collaborates with NYU to publish an annual publication analyzing trends in SEC enforcement actions against public companies and subsidiaries.

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