SEC Accounting and Auditing Enforcement Activity—Year in Review: FY 2023
The SEC expanded its accounting and auditing enforcement activity in fiscal year 2023, while monetary settlements dropped for the second consecutive year.
Spike in Fourth Quarter SEC Accounting and Auditing Enforcement Activity Results in Notable Increase in FY 2023
In contrast, total monetary settlements were just over half of the average total settlements in the past five years.
SEC Cryptocurrency Enforcement: 2023 Update
The SEC brought 46 enforcement actions against various digital-asset market participants in 2023.
SEC Enforcement of Cryptocurrency Reaches a New High
More than 50% increase in SEC cryptocurrency-related enforcement actions in 2023 over 2022.
SEC Enforcement Actions Against Public Companies and Subsidiaries Jump in FY 2023
Total monetary value of settlements fell to lowest level in last eight fiscal years.
SEC Enforcement Activity: Public Companies and Subsidiaries—Fiscal Year 2023 Update
The SEC filed 91 enforcement actions against public companies and subsidiaries in fiscal year 2023, a 34% increase over FY 2022.
SEC Cryptocurrency Enforcement: June 2023 Update
In the first months of 2023, the SEC has notably ramped up its cryptocurrency-related enforcement.
Tips for Making the Most of Blockchain Analysis
The authors outline how to understand blockchain data and discuss the SEC’s focus on blockchain transactions.
Banking Industry
A look at recent events in the banking industry, what is new and what is familiar.
Public Company Accounting Oversight Board (PCAOB) Enforcement Activity—2022 Year in Review
PCAOB disclosed 29 disciplinary actions involving the performance of an audit and/or a firm’s system of quality control, up 61%.
SEC Tightens Cryptocurrency Enforcement
Number of cryptocurrency-related litigations grew considerably in 2022.
SEC Cryptocurrency Enforcement: 2022 Update
Under the new administration, the SEC has continued its role as one of the main regulators in the cryptocurrency space.
How can we help you?
If you are looking for a publication not on our website, contact us.